Financial Conduct Authority (FCA)
Risk management body hires technical director, and other recent job news
Paul Hopkin moves to Institute of Risk Management
AIFMD encouraging ‘regulatory avoidance’
A round-up of views on hedge fund marketing into Europe
PPI disputes becoming more complex – Ombudsman
FCA investigating delays and handling of mis-selling cases
Finding the behavioural roots of financial failure
Common psychological traps at the root of risk
Consumer advocates urge financial regulators to share more data
Bafin neglecting consumers, conference speakers say
Deutsche Bank fine a reminder to firms to play nice
FCA focuses on punishing non-compliance
FCA ‘makes leaps of faith' justifying BNY Mellon fine - lawyer
A round-up of views on the custodian's £126 million fine
Conduct remedies should focus on value not price
Regulator overlooking wider customer benefits, says PwC's Steve Folkard
Bank clients see cross-sell pressure in swaps and clearing
Clients get a harder sell – but say they still have enough choice – as regulators circle
Top Barclays executive sets out ways to assess risk culture
Senior auditor calls for mix of metrics and judgement
French regulator bears down on unlicensed brokers
Autorité des Marchés Financiers aiming to prevent losses among speculative investors
Structuring shops get shirty about spread-bets and CFDs
Retail brokers accused of stealing bank business with little oversight
More than words: why bank culture matters
Enforcement only part of solution to changing bank behaviour
Hell hath no fury: banks irk regulators at their peril
Interventionism is the name of the game in post-crisis financial regulation
Industry questions FCA's structured products proposals
Lack of standardised model could mean different projections for identical structured products
Tough UK rules for top bankers make business personal
Executives will be liable for banks’ misconduct under Senior Managers Regime
Q&A: Prevention trumps prosecution, says UK's retail banking overseer
FCA aims to act early to prevent misconduct
Banks call for compulsory exams for FICC professionals
Better conduct could come from proven knowledge of markets and ethics
Banks blame regulation for FCA's clearing worries
UK regulator warns client clearing could become a “missing market” but defers study
US and UK insider trading regulators diverge
Courts rein in SEC while FCA probes investors' poor safeguards
The fines don’t work: UK banks worst-behaved again in 2014
Bank fines hit £1.37 billion in 2014, a fourfold increase on previous year
UK's FCA warns fund groups over market abuse controls
Most asset managers lack strong safeguards
FCA's Annex IV reporting system back up and running
Regulator will be lenient on latecomers as glitches resolved
UK banking reform and the Senior Managers Regime
2015 rules promise oversight increase