Financial Conduct Authority (FCA)
UK's FCA to act earlier to counter charges of retrospective regulation
Regulator reacts to complaints but defends right to change its mind
Top-down culture change biggest challenge, BBA conference hears
But FCA's "tone at the top" focus may hamper progress
FCA internal controls criticised in report
Report author damns "high risk" media strategy
Forward march – Op risk integration strides on
Sponsored survey analysis: Protiviti
Banks waste millions failing to change culture, conference hears
BBA conference describes problems in improving culture
UK's FCA unveils reshuffle ahead of critical report
Report on communications blunder due this week
Research shows scale of regulatory 'revolving door'
What impact does the 'revolving door' have on regulatory independence?
Whistleblowing in the UK: the law and your responsibilities
Companies should implement a robust whistleblowing policy to ensure protection for all
RBS fined £56m for control failures over 2012 IT outage
Poor IT risk management threatened UK financial system
Consumer group backs single fee to tackle fund fraud
FSCP proposes simplified charges for UK asset management funds
Backtesting has a place in structured products market
Regulatory panel suggests backtesting internally is best practice
'Revolving door' has one-way flow from regulation to industry
Data suggests regulators are 'schools' for private sector
Fragmentation of swap markets “tragic”, says FCA
Split will worsen if regulators do not act, warns Schooling-Latter
UK markets review focuses on FICC structure and conduct
Fair and Effective Markets Review highlights causes of FICC market misconduct
'Revolving door' unique to financial regulators
Regulators in other sectors more likely to stay in public service
Fines to rise as regulators continue to punish misconduct
Repeated conduct failures lead to increase in average penalty amount
Regulatory reform hampering financial product innovation
Industry concerns over unintended consequences of tougher regulation
PPI payouts remain high despite drop in complaints
UK banks paid out £383m in compensation in July for mis-sold PPI
Interest rate mis-selling payouts hit £1.5bn for banks
FCA publishes details of compensation paid by nine UK banks
FCA: some energy firms botched key Emir test
Review finds “mixed bag” when counting trades towards clearing threshold
Call for position-level data to monitor hedge fund risk
Academics echo Bank of England complaints over incomplete data
Banks must focus on conduct, not 'conduct risk'
Firms should avoid building new silos in response to FCA rules
'Revolving door' in full swing at top regulators
Three-quarters of senior SEC regulators move into private sector
Tax changes and court judgements take shine off LLPs
Hedge funds alert to new risks of limited liability partnerships