Financial Conduct Authority (FCA)
FSA toughens insider dealing enforcement
Recent insider dealing prosecutions by the FSA have demonstrated a new regulatory commitment to pursue more complex cases. Financial institutions are under pressure to tighten up internal controls or face the bite of the watchdog
Uncertainty remains over post-FSA regulatory structure
Acts of reform
CBU director of policy to quit FSA
Sheila Nicoll to leave in April when the FSA transitions to the FCA
FSA outlines plans for Libor reform
Regulator will directly oversee calculation of benchmark rate
Mutuals warn of capital threat from UK 'twin peaks' regulation
Guidance needed on treatment of with-profits fund surpluses under new supervisory regime
FSA flexing its muscles with RDR letter, observers say
A "Dear CEO" letter from the FSA on RDR is seen as a harbinger of its new interventionist stance
Libor in need of ‘massive makeover’, CFTC’s Chilton says
CFTC's Chilton says a complete overhaul of Libor is needed - including distancing it from the BBA
UK regulation after the breakup of the FSA
Twin peaks regulation
Bank incentives called into question over mis-selling
Mis-selling in banks requires a cultural shift, chief executive says in response to FSA report
FSA crackdown on Ucis to hit private wealth management hardest
The potential ban on the sale of unregulated collective investment schemes to retail will also reduce the range of investments in the private wealth sector, say industry participants
Questions raised over FSA twin peaks structure
FSA begins its ‘twin peaks’ approach, but some participants say questions remain over how the new structure will work
Cole to leave UK FSA
Managing director's departure comes before regulatory overhaul
Lookback
Lookback
FSA reveals regulatory mission
FCA's Martin Wheatley says the FSA's power to ban investment products will not be used lightly or without good reason, tempering some of the statements emerging from the UK regulator over the past year
Fears over UK representation in Europe voiced in FCA report
Report by Treasury Select Committee reviews plans for new agency's role in European regulatory decisions
UK FSA asked to broaden scope and improve clarity in retail product development and governance consultation
The deadline for responses to the Financial Services Authority's latest consultation on structured products fell yesterday, January 11. Responses have requested a broader scope and more clarity
Structured Products UK: FTSE 100 retains favoured status as FSA reveals new guidance
Wedded to the FTSE 100