Securities and Exchange Commission (SEC)
SEC considers ‘trading bands' to prevent a repeat of the flash crash
SEC considers ‘trading bands' to prevent a repeat of the flash crash
The magnetic attraction of the Flash Crash
Flash crash physics
Preventing a repeat of the flash crash
Flash cordons
CFTC wants power market input on Dodd-Frank rule-makings
CFTC commissioners are concerned about the breadth of the Dodd-Frank swap dealer definition; staff call for electricity sector comments
Shining a light on the flash crash
Flash cordons
The top 10 operational risks to watch in 2011
Batten down the hatches
Two former Madoff employees arrested and charged with fraud
Madoff employees charged with creating false documents and trades, and misleading investors
Buckingham settles with SEC over charges of information misuse
Capital management firms settle with SEC over failing to prevent misuse of non-public information
SEC proposes hedge fund registration rules
Range of new disclosures includes business practices that may present significant conflicts of interest
SEC risk chief to step down
First head of regulator's risk division will return to academia in January
Market abuse and insider trading still seen as victimless crimes
Change of mentality needed to confront rise in insider trading says Baker Platt director
Risk USA: Pay bigger than politics, says former Treasury adviser
Risk managers need to look closely at compensation, declares former US Treasury adviser
Structured products face a battle of perception in the US
Forbidding landscape
Dealers confident on Volcker exemptions
Exceptions to the rule
Shining a light on the flash crash
Flash cordons
Copper boosts physically backed commodity ETF market
The physically backed commodity ETF market is set to grow with the inclusion of Copper as JP Morgan and Blackrock file with the SEC
Quote stuffing not to blame for flash crash, Berman insists
Lead investigator for SEC defends agency's findings
Hedge fund manager guilty of $7m insider-trading scheme
Joseph Contorinis used inside information about mergers and acquisitions to execute trades
Countrywide chief executive hit with record fine
Mozilo agrees $22.5 million settlement with SEC over charges of misleading investors
SEC appoints Thomas Bayer as chief information officer
The US Securities and Exchange Commission (SEC) has appointed Thomas Bayer as chief information officer.
IASB appoints Hoogervorst as new chairman
Hans Hoogervorst, Dutch former cabinet minister, has been appointed chair of the International Accounting Standards Board
Q&A: Jonathan Di Giambattista
Q&A: Jonathan Di Giambattista
Energy players voice concerns over Dodd-Frank timeline
US market participants say Dodd-Frank reforms should be phased in, foresee uncertainty and potential market disruption post-implementation