Financial Services Authority (FSA)
FSA fines Aegon UK £2.8 million for multiple control failings
FSA fines Aegon UK £2.8 million for multiple control failings
Changing Hats, January 2011
Changing Hats
Bank of England's Bailey: UK PRA and banks will be 'heavily engaged'
BoE's Bailey: UK PRA and banks will be 'heavily engaged'
Sigor's new sound practices paper says boards must set tone at the top
Sigor releases revamped sound practices paper
Sigor tackles AMA range of practices in new consultation paper
Gives guidance on advanced approaches
RBS agrees to help publish report of FSA investigation
RBS agrees to help publish report of FSA investigation
Sants details new regulator’s approach
UK FSA’s Hector Sants says primary objective of new banking regulator will be to resolve failed institutions without disrupting financial system; outlines new risk model
Regulations rocked: UK industry argues for realistic labelling
Label with care
FSA names risk and IB advisers
UK regulator recruits outside advisers on risk and investment bank oversight.
UK government responds to industry criticism of regulatory restructure
HM Treasury issues consultation summary on proposed changes to financial oversight in UK
FSA forced to admit 96 staff exits in Q3
UK regulator admits it lost staff in the third quarter of 2010.
Basel provides guidance on the use of insurance as a mitigant
Insurance covered
Neglecting financial stability was Bank’s biggest mistake: FSA’s Sants
UK Financial Services Authority chief and future Bank of England deputy Hector Sants says neglect of financial stability was Bank's gravest policy error
Lord Turner: FSA break-up unnecessary
Financial Services Authority chairman Adair Turner supports Twin Peaks approach “in theory” but argues benefits could have been achieved without breaking up regulator
UK FSA’s new standardised approach paper not just for TSA firms
New paper from the UK FSA sets out guidelines for TSA operational risk frameworks
FSA defends mobile-taping proposals, continues plans to enforce recording
UK regulator denies planned regulation is unenforceable or prohibitively expensive
FSA consults on remuneration disclosure requirements
New consultancy paper from the UK FSA requires all firms to disclose their remuneration methodology under CRDIII.
Suggestions of sabotage at LSE 'ridiculous' says IT consultancy
Source speculates LSE's two-hour closure in November probably due to software problems
Sergeant leaves Lloyds; mooted for regulatory role
Carol Sergeant leaves Lloyds Banking Group
EU prepares to go the direct route on structured products law implementation
The introduction of several new European Union laws covering financial investments could prohibit sales of some products and push up costs
Best in the UK
Structured Products Europe Awards 2010
Back to the drawing board for trading book rules
Throwing the book
FSA fines two mortgage brokers at Pace Financial £400,000
Two banned from working in financial services after submitting false and misleading information to secure mortgages