Compliance

• Regulation

Compliance systems are key to reputational risk, says Sullivan & Cromwell's Cohen

Regulators look to the strength of a firm's compliance system when deciding how aggressively to pursue it for rule violations, according to Rodgin Cohen, chairman of law firm Sullivan & Cromwell.

• 16 May 2003

• Structured products

Compliance: Widening the net

In this article on anti-money laundering, Dominic Nixon and Rohan Bedi from PricewaterhouseCoopers analyse the changes to the Financial Action Task Force recommendations, and how they will affect Asia's financial institutions.

• 22 Apr 2003

• Trading systems

SS&C Releases Compliance Module For Camra System

VENDORS & SERVICES

• 18 Dec 1995

• Regulation

Nomura's Mexican Reverse Repo Trades: A Chronology

FRONT PAGE

• 18 Dec 1995