Compliance
A unifying approach
Economic capital
US internal audit focus moving off Sox, says survey
Daily news headlines
Global firms face increased pressure to address potential risks
Daily news headlines
Banks’ compliance costs remain high, says survey
Daily news headlines
The only way is up
Until now, op risk and compliance professionals have not been as well remunerated as their counterparts in other risk disciplines. However, with increased demand for those with the right skills, this looks set to change. Peter Madigan reports
The urge to converge
Convergence is a clear goal for many in the industry, but uniform implementation is proving tricky, finds the latest survey from OpRisk & Compliance and Ernst & Young
Retail banking compliance survey: a reality check
Daily news headlines
Keeping the wheels turning
When confronted with business continuity issues, energy giant E.ON used to turn to a printed manual. Now it has introduced a constantly evolving system to deal with BCP challenges. Duncan Wood investigates
FSA issues good-practice advice for managing compliance risk at investment banks
Daily news headlines
Compliance controls minimise data loss, study finds
Daily news headlines
FX risk concerns highlighted by the BIS and FiREapps
Daily news headlines
SEC issues new compliance alerts
Daily news headlines
Indian Central Bank: migration to Basel II by next spring
India's central bank gives deadlines for Basel compliance
Small firms are ignoring compliance advice, says FSA
Compliance advice ignored by smaller firms.
Legal eagles
Clifford Chance has been ranked number one in the first annual OpRisk & Compliance survey of law firms engaged in risk and compliance activities for financial services firms. But as the results attest, risk and compliance is a hot area for global law…
Harnessing our differences
In the first of a series, Eric Holmquist considers the characteristics, challenges and opportunities in developing a risk culture
A call to compliance
Mifid, Basel II, SOX - the pace of regulatory change has increased substantially over the past few years, which has led to the large-scale expansion of compliance departments for financial services firms. But the recruitment market is finding it hard to…
Keeping an eye on complacency
When it comes to AML initiatives, companies are displaying a worrying disregard for the perils of this criminal threat, despite recognising it as such. By Ellen Davis
A Ratings Quandary
Rating agencies
With a bang or a fizzle?
Basel II
Introduction
Regulation and compliance