Operational risk
Barclays plans to include CoCos in senior execs’ bonuses
Barclays plans to include CoCos in senior execs’ bonuses
The new normal
The new normal
A comprehensive risk and control self-assessment methodology – Part III
An exercise in self-control
Brazilian banks expand governance as regulators tighten up
Family affairs
Q&A with Carmen Martín Rico: Cero Group shows value of shared experience
A collective approach
Types of operational risk loss by event, December 2008 to December 2010
Most of the top five losses in December 2010 fell under the ‘Clients, products and business practices’ heading
Alfa-Bank's Philip Halperin: Building risk management in a transition economy
Adventures in Wonderland
Charles Schwab companies pay $118 million to settle SEC charges, case against execs continues
Charles Schwab in $118m SEC settlement
Barclays fined £7.7 million by UK regulator for mis-selling funds
UK regulator fines Barclays Bank £7.7m for mis-selling funds
SFC fines fund promoter for unauthorised material, failure to disclose interests
Hong Kong SFC fines fund promoter
London trader admits £14 million Ponzi scheme
London trader admits £14m Ponzi
New York lawyer pleads guilty in Galleon insider-trading case
NY lawyer pleads guilty in Galleon case
Bank of America Merrill Lynch reveals $1.2 billion loss for Q4
BAML reveals $1.2 billion loss for Q4
RBS, Natwest slapped with £2.8m fine over poor complaints handling
RBS, Natwest receive £2.8m fine for poor complaints handling
Former Nomura banker jailed over 'massive fraud'
Former Nomura banker jailed over ‘massive fraud’ in London
US foreclosures crisis is result of 'overall operational failure'
Imprudencies of scale
Banks seek a single op risk software solution
All for one
Changing Hats, February 2011
The latest movers and shakers in operational risk
UK must not weaken Bribery Act says risk consultancy
UK must not weaken Bribery Act say experts
UK regulator to get 'intensive and intrusive' on product governance processes
UK FSA to get ‘intensive and intrusive’ on products
Goldman Sachs airs risk laundry, publishes report on operations review
Goldman Sachs report airs dirty risk laundry
Industry urges EU to show restraint over remuneration practices
Responses to EU remuneration paper urge restraint
Job-seeking op risk managers have all the power, say recruiters
Staff with the relevant experience face a wealth of choices and higher wages says Barclay Simpson
Basel III should aim higher on capital targets, says Bank of England
Discussion paper published by Bank of England and co-authored by external rate-setter David Miles suggests Basel III common equity requirements are too low