Operational risk
Canadian investment managers worried by legacy systems
Omgeo report claims 70% of managers are fighting antiquated systems and processes
Op risk managers struggle to be heard
UK FSA says more training necessary to fill op risk gaps
FDIC shows hand on remuneration rules
FDIC shows hand on remuneration rules
Banks should still prep for Bribery Act despite delay, says consultancy
Protiviti does not expect the Bribery Act to change substantially, but hopes for more guidance from UK government
Risk management booms in sub-Saharan Africa
Risk management booms in sub-Saharan Africa
Cut BoE’s vote on macroprudential body, say lawmakers
Influential parliamentary committee calls for Bank of England (BoE) executive directors’ votes to be transferred to external members, citing amount of power vested in central bank
Super plans
Super plans
Barclays plans to include CoCos in senior execs’ bonuses
Barclays plans to include CoCos in senior execs’ bonuses
The new normal
The new normal
A comprehensive risk and control self-assessment methodology – Part III
An exercise in self-control
Brazilian banks expand governance as regulators tighten up
Family affairs
Q&A with Carmen Martín Rico: Cero Group shows value of shared experience
A collective approach
Types of operational risk loss by event, December 2008 to December 2010
Most of the top five losses in December 2010 fell under the ‘Clients, products and business practices’ heading
Alfa-Bank's Philip Halperin: Building risk management in a transition economy
Adventures in Wonderland
Charles Schwab companies pay $118 million to settle SEC charges, case against execs continues
Charles Schwab in $118m SEC settlement
Barclays fined £7.7 million by UK regulator for mis-selling funds
UK regulator fines Barclays Bank £7.7m for mis-selling funds
SFC fines fund promoter for unauthorised material, failure to disclose interests
Hong Kong SFC fines fund promoter
London trader admits £14 million Ponzi scheme
London trader admits £14m Ponzi
New York lawyer pleads guilty in Galleon insider-trading case
NY lawyer pleads guilty in Galleon case
Bank of America Merrill Lynch reveals $1.2 billion loss for Q4
BAML reveals $1.2 billion loss for Q4
RBS, Natwest slapped with £2.8m fine over poor complaints handling
RBS, Natwest receive £2.8m fine for poor complaints handling
Former Nomura banker jailed over 'massive fraud'
Former Nomura banker jailed over ‘massive fraud’ in London
US foreclosures crisis is result of 'overall operational failure'
Imprudencies of scale
Banks seek a single op risk software solution
All for one