Operational risk
The ORR Innovation Awards 2011
ORR recognises those in the operational risk management profession who are working to ensure op risk keeps developing, and that it stays high on management’s agenda
Insurers unsure how to model operational risk
Insurers unsure how to model operational risk
Patrick joins Methodware
Becomes business development manager for ERA Kairos product
Four appointed to UK's new Financial Policy Committee
UK's Financial Policy Committee takes shape
Algorithmics patents operational risk capital modelling framework
Algos patents operational risk capital modelling framework
FSA fines pension-switching services £143,500 over bad advice
Customers were told to switch pensions regardless of situation or requirements, says regulator
Finra fines Lincoln Financial $600,000 for customer data failings
Finra fines Lincoln Financial $600,000 over info
AXA Rosenberg to pay $240m after failing to disclose coding errors
AXA Rosenberg pays $240m for failure to disclose code errors
SEC charges hedge fund four over insider dealing
Four US hedge fund managers accused of insider dealing
SEC charges IndyMac execs with securities fraud
SEC charges IndyMac three top execs with securities fraud
Obstacles and opportunities of Solvency II
Webinar discusses the challenges faced by the insurance sector in implementing Solvency II
Dealers fear client data leaks via repositories and regulators
Names of derivatives counterparties and deal details could wind up in the public domain, unless regulators are bound by data controls, industry argues
'Democratic deficit' at new UK regulators worries industry
British Bankers' Association concerned over lack of accountability for new bodies
Legal patchwork inhibits progress on derivatives counterparty disclosure
New regulatory fixes only a partial solution as industry anticipates jurisdiction shopping by secretive clients
Vote for the top op risk software vendor
Cast your vote for the top vendor in a variety of operational risk management categories
Moody’s guidelines on op risk in structured finance transactions imminent
Moody’s rating guidelines for operational risk imminent
Reform in haste, repent at leisure warns UK Treasury Committee
Treasury Committee warns against hasty reform
Canadian investment managers worried by legacy systems
Omgeo report claims 70% of managers are fighting antiquated systems and processes
Op risk managers struggle to be heard
UK FSA says more training necessary to fill op risk gaps
FDIC shows hand on remuneration rules
FDIC shows hand on remuneration rules
Banks should still prep for Bribery Act despite delay, says consultancy
Protiviti does not expect the Bribery Act to change substantially, but hopes for more guidance from UK government
Risk management booms in sub-Saharan Africa
Risk management booms in sub-Saharan Africa
Cut BoE’s vote on macroprudential body, say lawmakers
Influential parliamentary committee calls for Bank of England (BoE) executive directors’ votes to be transferred to external members, citing amount of power vested in central bank
Super plans
Super plans