Operational risk
Federal regulation may increase compliance burden, head of op risk warns
US insurers dealing with potentially heavier load from federal regulation and the Orsa
UK fraud down slightly as trends reverse
UK fraud down slightly as trends reverse
Top five losses: Citi/UBS in forced mortgage repurchases
Operational risk loss data – July 2013
Growing AML raises privacy concerns: editorial
The challenge of AML continues to evolve, but banks need to beware of overreaching
Operational risk and the great financial crisis
Five years on, how much do we actually know about the op risk impact of the crisis?
Fatca risks internal wranglings in FFIs
The Fatca tension
Still no end in sight for US banks' parallel run
Overtaken by events
Arms-length banking a problem for AML in Cyprus
Cypriot regulators trying to rebuild the island's reputation are taking shots at the use of "introducers" acting for foreign customers
AML KYC data collection brings benefits as well as challenges
Establishing a coherent system of legal entity identifiers has been an important challenge for the swaps industry over the past two years. Now, in the face of regulatory pressure, anti-money laundering teams face the same challenge – but meeting it could…
Banks still battling with sales-driven culture, survey finds
Latest EY risk management survey finds risk culture questions remain
OCC's DuChene warns smaller banks to beware of cyber threat
As cyber threats continue to grow for financial institutions, it’s no surprise that regulators are becoming increasingly concerned about the operational risks they give rise to. The OCC’s Carolyn DuChene talks to OpRisk about banks’ increased reliance on…
Former SAC portfolio manager charged with insider trading
Further charges relating to insider trading at hedge fund SAC
FCA AML report raises concerns about money service business going underground
UK regulator's first annual AML report highlights risks of closing certain banking services
Hedge fund compliance to 'ratchet up' after SAC indictment for insider trading
Managers look internally after fellow fund indicted on insider trading charges
Large exchanges fear impact of cyber attack, Iosco survey finds
Less than 50% are confident they could survive a large-scale attack
Fatca delay blamed on push for IGA
FFIs dealing with yet another delay in Fatca
Top 100 survey emphasises role of regulation: editorial
Fines are driving up op risk losses, and the pace of prosecutions is not slackening
ID theft leads rise in US suspicious activity figures
Suspicious activity data
Top five losses: US life insurance scandal dominates data
Operational risk loss data – June 2013
OpRisk Top 100 Banks: how huge fines are skewing bank losses
Increasing spread of operational risk losses linked to fines in this year's survey of op risk at the world's 100 largest banks
Using scenario analysis in op risk management
A promising approach to the problem of incorporating scenario analysis into operational risk models
Op risk models provoke concern at conference: video
Highlights from this year's OpRisk Europe conference
Implementing the AMA: an insider's view
Joachim Pfeifer, formerly head of operational risk at Commerzbank, describes the bank's journey towards advanced measurement approach approval