Mary Schapiro
Silent running: on the trail of the SEC’s missing CDS rules
The mysterious fate of the apocryphal 2013 clearing proposal, and what comes next
Burns joins US SEC trading and markets
SEC appoints James Burns as deputy director in trading and markets division
SEC appoints deputy chief of staff
SEC appoints Erica Williams as deputy chief of staff
Sigtarp appoints special inspector general
Christy Romero appointed after approval from President and Senate
Federal judge's ruling could change prosecution of Wall Street
Legal experts see potential effects of Rakoff's SEC-Citi ruling for major banks' settlements
US SEC slams Finra for altering documents
Finra must improve after misleading regulator, order says
Trouble of removing ratings highlighted by SEC
SEC proposal to remove ratings shows difficulty ahead for other US regulators, including banking agencies
SEC has flexibility on Dodd-Frank implementation, says Schapiro
Collaborating for change
CFTC and SEC could diverge on rules, says Schapiro
SEC chair says Dodd-Frank Act should be adapted to fit markets
More ETFs face SEC trade curbs
Exchange-traded funds (ETFs) will fall under new circuit breaker rules.
US regulators call for circuit-breakers but exchange risks remain, says expert
Proposed rule changes from Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (Finra) are a good but incomplete solution to operational risk within exchange infrastructures
Hedge funds targeted by SEC large-trader reporting proposal
An SEC proposal targets high-frequency trading and fund managers in particular.
Schapiro reprimands broker-dealers over remuneration
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SEC mulls new short-selling rules
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Schapiro wants a self-funding SEC
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