Financial Services Authority (FSA)
Investment banks collaborate in first Oribo op risk forum
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FSA appoints new MD of wholesale
Sally Dewar has become the new managing director of wholesale at the UK Financial Services Authority (FSA), in one of several organisational changes at the regulator.
FSA given powers to prevent another Northern Rock
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Open to disclosure?
Contracts for difference
FSA to lenders: prepare for the worst
The UK Financial Services Authority's director of retail markets, Clive Briault, warned mortgage lenders yesterday they should prepare for market conditions to worsen still further in the year ahead.
Rogue lenders shamed by TCF crackdown
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FSA cracks down on client valuations
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FSA “no light touch” on hedge funds, says Sants
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FSA cracks down on CFD use
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FSA cracks down on CFD use
The UK Financial Services Authority (FSA) is seeking to tighten its disclosure rules on contracts for difference (CFDs), which it says could be used to "influence corporate governance".
FSA calls for renewed energy to deliver TCF
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FSA to supervise Payment Services Directive
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FSA finds room for improvement in op risk practices
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FSA highlights hedge fund market abuse concerns
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FSA offers market abuse advice after “disappointing” hedge fund review
The Financial Services Authority (FSA) has issued new market abuse best practice proposals for hedge fund managers after a series of inspections turned up “disappointing” results.
UK insurers well prepared for Solvency II
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FSA under fire over Northern Rock
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FSA confirms LSE reporting service is Mifid-compliant
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Cross-border confusion
Despite demand from investors for retail structured products, international growth is being hindered by regulatory anomalies. Peter Green and Jeremy Jennings-Mares explain
FSA update on Money Laundering Regulations 2007
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FSA guidance framework in force from today
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FSA calls for more robust safeguards of consumer data
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FSA releases policy statement dealing with best execution under Mifid
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FSA issues good-practice advice for managing compliance risk at investment banks
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