Operational risk
WHAT IS THIS? Operational risks are those arising from people, processes and systems – the biggest form of exposure for many industries, but one that was neglected by financial firms until the collapse of Barings Bank in 1995. It was added to the Basel capital framework in 2004, but attempts to model operational risk were dealt a heavy blow by the huge, unforeseen losses suffered by banks in the aftermath of the financial crisis.
SEC further postpones Section 404 compliance
MANAGEMENT INTELLIGENCE
Briefs
MANAGEMENT INTELLIGENCE
US banking agencies set date for safer CDR
MANAGEMENT INTELLIGENCE
Just the job
MANAGEMENT RECRUITMENT
Financial Insights points to Basel II challenges
MANAGEMENT INTELLIGENCE
The ABC of ORMs
Creating an effective operational risk management (ORM) framework is essential for the institution looking to stay afloat in today’s volatile op risk environment. Gene Álvarez provides an in-depth analysis of how such a framework can be put in place
Too many standards for corp actions processing, says SIA
Management Intelligence
The ABC of ORMs
FRAMEWORKS PRACTITIONER’S VIEWPOINT
Mud sticks
MANAGEMENT REPUTATIONAL RISK
Reuters launches IM tool
Management Intelligence
Protecting alpha, preventing omega
HEDGE FUNDS REGULATION
Losses & lawsuits
LOSS DATABASE
VRXML protocol falling out of favour
MANAGEMENT INTELLIGENCE
RDUG and Adobe create corporate actions tool
MANAGEMENT INTELLIGENCE
Why Coso is flawed
INDUSTRY VIEWPOINT COSO
Seeking direction on corporate actions
CORPORATE ACTIONS PROCESSING RISK
Briefs
MANAGEMENT INTELLIGENCE
Change mooted for EU clearing and settlement
MANAGEMENT INTELLIGENCE
Losses and lawsuits
LOSS DATABASE
Isda publishes over-the-counter guidelines
MANAGEMENT INTELLIGENCE
Compliance spending to rise 23%, says PwC
MANAGEMENT INTELLIGENCE
Briefs
Management Intelligence
The organisational turf war
Internal Strategy Turf War
IM scare for securities trading firms
Management Intelligence