Operational risk
Adoboli guilty of fraud
Verdict returned on one of six charges - other verdicts expected later today
System failures highlight need for IT resilience
Two major software failures have caused embarrassment and significant financial loss to leading financial institutions this year. Alison Ebbage looks at the lessons to be learned from the RBS and Knight Capital problems
US and China could play ‘fiscal chicken’ under Fatca, expert warns
China's absence from IGA negotiations could mean a standoff once withholding starts
Judge tells jurors to be cautious about senior trader’s evidence in Adoboli trial
Jurors are warned by judge to be cautious about John Hughes's evidence on the final day of UBS trial
Jurors told to focus on the facts and not jargon in Adoboli trial
Judge continues summing up in UBS rogue-trading trial
Sponsored webinar: Future-proofing your Fatca investment
Maintaining momentum in the compliance quest
Adoboli did not try to hide rogue trades, defence tells court in closing
Defence delivers closing statement in Adoboli trial
Adoboli lied to UBS investigators and police, court hears
Accused rogue trader says his first explanations of trades were false
Adoboli: management was aware of unauthorised trades
Desk supervisor told traders to disobey orders, rogue trading defendant claims
Fatca delay caused by IGAs, expert says
Another delay in Fatca timelines is as a direct result of IGAs, one expert warns
Fraud losses drop for US banks
Fraud losses drop for US banks
Solvency II could be dangerous for whole economy, expert warns
Axa CFO warns of the counter-cyclical tools in Solvency II
Solvency II delays have no impact on competition for niche insurance firms, expert says
Ferma forum hears that Solvency II delays will not affect competition
Adoboli trial explores complicity and culture at UBS
Testimony in rogue trading trial exposes slips in risk management
Risk management being complicated by regulation, expert tells forum
Risk managers are facing greater complexity because of regulation and other issues, Ferma is told
White paper: Setting the Stage for FATCA Compliance
The Foreign Account Tax Compliance Act stands to transform the global tax framework and how financial institutions track and report on their clients’ financial assets. With the law slated to come into effect in 2013, its implications and how financial…
Beating the clock on fraud
Internal fraud is rising, and investigating it can bring more problems - Nick Kochan looks at the traps to avoid
Tools for fraud prevention
Non-criminal responses to fraud, in many instances, can result in faster and more effective resolution of cases. Yet many firms are unaware of the full range of sanctions at their disposal
Culture, acquisitions and regulation at Scotiabank
An acquisitive spirit
Contract risks: getting it right
Contractual obligations
Range of practice in operational risk measurement
Rocky path to convergence
Problems multiply in sanctions compliance
Sanctions lift on Burma and tighten on Syria and Iran, creating risks in both areas
CROs must bypass glass ceilings, forum hears
Ferma conference hears that CROs must try to get access to senior management