Operational risk
Towards a practical capital model
Existing models for calculating and allocating capital for operational risk fail to achieve their goals. Richard Pike proposes a mixture of such approaches to attain a practical capital framework
Scenario analysis: the way forward
Of the four elements that Basel uses as inputs for the AMA, scenario analysis has only recently been seen as perhaps the most important.
Risk ALM USA 2005: Panel discusses differing approaches to ALM
Leonard Matz, a managing director at Kamakura Corporation – a Hawaii-based risk technology vendor – has cautioned against misuse of VAR. “I believe it’s a huge mistake to apply VAR to look at the funding [side] of the balance sheet,” said Matz who was…
Pillar II problems cause tempers to fray
LONDON – Tempers are continuing to boil over proposed Pillar II regulatory implementation, both in the industry and at the UK's Financial Services Authority (FSA). One attendee at the late July Pillar II standing group meeting described the event as …
MiFID's Cold Reception
The UK's Financial Services Authority is worried about what the new regulations will mean for British investment firms.
MiFID Winners and Losers
A piece of compliance is presenting firms with such a technology hurdle that industry players are predicting a new host of opportunities.
Falling short of the mark
Financial institutions have struggled to develop operational risk frameworks that will improve business decisions and optimise their use of economic capital. And a new study indicates that op risk is now increasingly viewed as yet another compliance…
The Gathering MiFID Storm
A new regulation from the European Union will transform market structure—and cost investment firms billions to comply. In the meantime, IT strategists are taking a leading role in lobbying European regulators.
The 'benefits' of smoothing
For a specific with-profits life insurance model, this article considers the amount of economic capital that is required to back smoothing benefits for a with-profits life insurance firm
The multi-period explosion
Suppliers of asset and liability modelling software are using grid computing to help life companies cope with the increasing burdens put on them by regulators and rating agencies
Taking the slow road to Basel II
Brazil’s central bank published Basel II implementation guidelines at the end of last year,giving the country’s banks a firm timetable for the introduction of the new framework.What progress have banks made so far? John Ferry investigates
Economic capital blues
Rating agencies and life insurers have not always got on, with squabbles over how to account for diversification across business lines a prime reason. But could the rise of economic capital management put an end to the arguing?
The scandal in Sudan
A fragile peace may at last have come to Sudan after 21years of civil war, but a bitter and unresolved dispute over oil exploration acreage in the south of the country couldendanger that peace. Report by Maria Kielmas
E&Y finds op risk culture making progress at asset managers
MEASUREMENT ADVANCES
Briefs
MANAGEMENT INTELLIGENCE
ORX and RMA announce partnership
COVER STORY
Under the PCAOB microscope
PCAOB GOVERNANCE
Briefs
MEASUREMENT ADVANCES
FBE argues Mifid requires substantial redrafting
REGULATORY UPDATE
RMA releases final KRI report
MEASUREMENT ADVANCES
Z/Yen, Sun and the LSE plot trade executions
MANAGEMENT INTELLIGENCE
HP pushes into op risk
MANAGEMENT INTELLIGENCE
Scenario analysis: the way forward
SCENARIO ANALYSIS MODELLING
A new era for Italian op risk
ITALY IMPLEMENTATION