Operational risk
Checks needed for complexity
CORPORATE GOVERNANCE
Operational risk is for the entire board
CORPORATE GOVERNANCE
Beware 'tick the box' approach
REGULATORY UPDATE
In the frame
SPONSORED ROUND TABLE
Mifid to be postponed again
REGULATORY UPDATE
Equity dealers spotlight op risk
MEASUREMENT ADVANCES
FSA criticises OR frameworks
REGULATORY UPDATE
Briefs
MANAGEMENT INTELLIGENCE
Strength in numbers
Associations
Sarbanes-Oxley: not winning any popularity contests
OR&C INTELLIGENCE
OR&C Sponsor's analysis: Sarbanes-Oxley
OR&C SPONSOR'S ANALYSIS
Flag-waving (not wavering)
As an American living in London, I've been acutely aware of the differences a small body of water can make to people's perceptions on certain issues.
Of MiFID and Market Data
The EU's Markets in Financial Instruments Directive will dramatically transform the structure of the market data industry, according to market participants.
The value of experience
Sunil Chadda was recently installed as head of Citisoft's hedge fund and derivatives practice. Victor Anderson speaks to him about trends that he's identified since his appointment, the impact Mifid (the Markets in Financial Instruments Directive) is…
Mifid IT Group Becomes Think Tank
LONDON—The Joint Working Group (JWG) of the Markets in Financial Instruments Directive (Mifid) has lost its IT subject group because it has spun itself off as a for-profit think tank, JWG officials confirm.
The broadening scope of op risk management
Op risk programmes are no longer just about Basel II, according to the latest OR&C Intelligence survey. Ellen Davis reports
Re-balancing risk priorities
Op risk managers are taking an integrated approach to the two thorns in their side – Basel II and SOX – writes Choongo Moonga
Synthetic ABS is hot property
The emergence of credit default swaps on ABS has led to the development of an index of these securities. Nadia Damouni looks at the prospects for this rapidly evolving corner of the market
Ernst & Young releases survey results on the business impact of Basel II
Processes and systems, along with the way risks are managed, are signifying a new era in the global financial services market, according to the results of an Ernst & Young poll of over 300 banks.
CEBS opens second round of consultation on outsourcing standards
The Committee of European Banking Supervisors (CEBS) has today started a second round of public consultation on the standards for outsourcing of credit institutions’ business activities.
Level 2 Draft Puts Industry on Notice
LONDON - Now that the European Commission has released the Level 2 draft of MiFID, most financial firms expect the November 2007 implementation date to be finalized any day now.
Gauging the MiFID effect
Despite uncertainty over its exact implementation, the EU's Markets in Financial Services Directive is set to utterly transform the financial services industry. Paul Kennedy says those firms that prepare for change now will fare best in the new landscape