News

Bourse de Montréal fines derivatives broker

The regulatory division of Canada’s Bourse de Montréal has fined Fimat Derivatives Canada C$1,000 after one of its employees entered an electronic order before obtaining approval to work as a trader.

Reuters readies for swaps broking foray

UK electronic information and dealing systems provider, Reuters, appears to be positioning itself for a foray into the electronic broking of interest rate swaps. The company has reached an agreement in principle to take control of the rate swaps platform…

Weinstein resurfaces at Cantor

Bernie Weinstein, former president of Thomson Financial’s sales and trading group, will become a senior managing director at inter-dealer broker Cantor Fitzgerald on January 1, overseeing Cantor Market Data (CMD) and eSpeed’s Software Solutions business.

FSA slaps CSFBi with £4 million fine

The UK’s Financial Services Authority (FSA) yesterday fined Credit Suisse First Boston International (CSFBi), the derivatives arm of Credit Suisse First Boston, £4 million for attempting to mislead the Japanese regulatory and tax authorities - the…

Trade associations launch IRB survey

The International Swaps and Derivatives Association, the Risk Management Association and the British Bankers' Association today launched a survey of the validation of banks' internal credit ratings, a key element underlying the internal ratings-based …

Trade associations launch IRB survey

The International Swaps and Derivatives Association, the Risk Management Association and the British Bankers' Association today launched a survey of the validation of banks' internal credit ratings, a key element underlying the internal ratings-based …

Isda says S&P got it wrong with definitions criticism

Standard & Poor’s Ratings Services’ criticism last week of a proposed change in credit derivatives documentation language was based on an out-of-date draft, according to an International Swaps and Derivatives Association spokeswoman.

Hetco stops power trading

Hetco, the New York-based proprietary energy trading company, has closed its power trading desk. Hetco was created in 1997 as a joint venture between US oil major Amerada Hess and Stephen Hendel and Stephen Semlitz, two former partners of Goldman Sachs,…

Montréal Exchange extends access to UK

Bourse de Montréal, the Montréal Exchange, yesterday said that brokers in the UK will now have direct access to its market and products, following discussions with the Financial Services Authority (FSA), the regulatory authority in the UK.

GNI selects SunGard’s Panorama

London-based GNI Fund Management has signed up to use SunGard Trading and Risk Systems' real-time risk management product, Panorama, for its portfolio management and risk reporting activities. GNI Fund Management, which has $529 million under management,…

FSA fines RBS for anti-money laundering control failings

The Financial Services Authority (FSA), the UK’s chief financial services watchdog, yesterday fined the Royal Bank of Scotland (RBS) £750,000 for breaching its anti-money laundering rules. It is the first time the FSA has issued a financial penalty for…

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