Articles by Mhairi Fraser
Cofunds appoints new risk and compliance director
UK investment platform Cofunds appoints Paul Miller as risk and compliance director
Investment club manager guilty of $40 million fraud
A Michigan-based investment club manager has pleaded guilty to fraud after losing $40 million invested by more than 750 clients
SEC could sue Standard & Poor's over faulty CDO rating
The SEC may charge Standard & Poor's with breaking federal security laws in its rating of a 2007 CDO.
Three members of family jailed for boiler-room fraud in UK
Three members of family jailed for boiler-room fraud in UK
SEC files subpoena enforcement action against Deloitte
SEC files subpoena enforcement action against Deloitte
US CFTC charges investment adviser with $3 million fraud
US CFTC charges investment adviser with $3 million fraud
US Treasury lifts sanctions on Libyan oil subsidiaries
OFAC removes ban on transactions with several Libyan oil company subsidiaries
First Bribery Act prosecution low-key test for new law
UK's first case brought under the Bribery Act provides an anti-climatic start to the new regime