Articles by Jessica Meek
Fatca delay blamed on push for IGA
FFIs dealing with yet another delay in Fatca
SEC needs to communicate better with whistleblowers, expert warns
Poor communication with whistleblowers could discourage people from coming forward, say legal experts
CFTC charges Corzine for MF Global collapse
Former chief executive charged alongside broking firm itself
Gillette leaves SEC after 27 years
Head of Chicago regional office set to join law firm
Retail account switching carries business risk, expert warns
Complying with new account-switching rules not enough without consideration of business risk
Volume of AML fines set to rise, expert warns
Smaller institutions face greater AML scrutiny, expert says
Rogue trading questions remain, says US head of op risk at Mitsubishi UFJ Securities
Lack of commonality in rogue traders adds to the risk banks face from within
Accountability for a data breach
The blame game
OCC warns of cyber threat to community banks
Regulator tells community banks to ensure threat is fully understood
Fears tougher FCA Arrow visits will "distort banks' risk priorities"
UK regulator said to be losing focus during on-site visits
France and Germany seeking greater Fatca reciprocity before signing IGAs, expert says
Questions remain about why France and Germany are yet to sign their IGAs with the US
Corruption and bribery in majority of financial institutions across EMEIA, survey finds
Corruption and bribery remain a serious problem, according to EMEIA survey respondents
Vendor risk a growing concern for regulators
Vendor agenda
Standardise op risk reporting, RBS’s Spielmann says
Despite the crisis giving operational risk the recognition it deserves, its value continues to be called into question. Craig Spielmann, head of operational risk at RBS Americas, talks about learning from credit and market risk practices and the benefits…
US Orsa guidance insufficient, says expert
Compliance burden and thin guidance for US insurers a concern
Canellos and Ceresney named co-directors of SEC enforcement division
Pair replace previous director Robert Khuzami
Higher capital not fines, says RBS Americas head of op risk
Higher capital requirements would incentivise banks to fix their problems more than fines, says Craig Spielmann at RBS
OpRisk North America 2013: video
Highlights from this year's OpRisk North America conference
Operational risk software provider of the year: Thomson Reuters
Focus on risk culture is a priority for many institutions in 2013, and our award winner Thomson Reuters provides the tools to enable clients to achieve this
Bank of the year: UniCredit
Improvements to AMA model and a new risk group are bearing fruit for 2013's winning bank of the year
Law firm of the year: Morrison & Foerster
OR&R recognises a law firm that successfully guided clients through regulatory confusion and the interpretation of sometimes competing items of financial legislation
Volcker still likely to cause damage, expert warns
US banks remain highly cautious about the impact of Volcker rule, industry expert says
OpRisk North America: Internal controls useless against collusion, fraud expert warns
Banks must look beyond internal controls to deal with the risk of internal fraud
OpRisk North America: Disconnect between op risk and compliance functions damaging business efficiency
Business units in banks are being asked the same question too many times, op risk heads warn