Governance, risk and compliance: management and trends

  • Operational risk, Regulation, governance and compliance
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Key reasons to attend

  • Embed governance, risk and compliance (GRC) into creating credible risk management
  • Explore the developments of operational, credit and climate risk for the financial services industry
  • Understanding supplier management and third-party vendors

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Customised solutions

Does your team require a tailored learning solution on this or any other topic?

Working with the portfolio of expert tutors and Risk.net’s editorial team, we can develop and deliver a customised learning to make the most impact for your team, from initial assessment to final review. 

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About the course

This interactive learning event offers a thorough understanding on managing GRC.

Participants will learn to identify the developments of financial risk, audit and compliance including the objectives of financial services regulation and enhancing corporate governance, considering the Bank for International Settlements’ (BIS’) principles.

The course also explores operational and climate risk, and participants will receive updates from the BIS on future developments in the financial service industry.

Borderless virtual experiences and new markets are concluded in one session, in which participants will gain an understanding of best practices of ESG reporting and leveraging risk management policies, processes and controls.


Pricing options:

  • Early-bird rate: save up to $800 per person by booking in advance (refer to the booking section for the deadline)
  • 3-for-2 rate: save over $2,000 by booking a group of three attendees (applicable to this course)
  • Subscriber reward: save 30% off the standard rate if you are a Risk.net subscriber (use code SUB30)
  • Season tickets: save over $1,000 per person by booking 10 or more tickets (available on selection of courses)

*The 30% subscriber reward discount is applicable only to current Risk.net subscribers. If this criteria is not met, we reserve the right to cancel the booking and issue an invoice for the correct rate. Discounts cannot be applied to already registered participants.

Learning objectives

  • Identify risk posture for suppliers, vendors and business partners
  • Manage existing – and the Institute of Internal Auditors’ – revised three lines of defense
  • Conduct impactful operational, credit and climate risk management
  • Identify emerging risks with scenario analysis
  • Address how climate and environmental, social and governance (ESG) risks can be adapted to GRC
  • Assess the developing risk taxonomy in technology and cyber risk management

Who should attend

Relevant departments may include but are not limited to:  

  • Risk management 
  • GRC  
  • Internal audit 
  • Compliance  
  • Operational risk  
  • Climate risk  
  • Governance 
  • Regulators  
  • Consultants 

Agenda

October 8–10, 2024

Live online. Timezones: Emea/Americas

Sessions:

  • Supplier management and third-party vendors
  • The three lines of defence (3LoD) 
  • Operational risk
  • Climate risk
  • Emerging risk management
  • Deep dive into technology (including cyber) risk management

View detailed agenda

Tutors

Julien Haye Risk Learning Faculty

Managing Director

Aevitium

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With over 23 years of experience in the financial service industry, Julien is a commercially astute risk expert who understands the vital connection between people, culture and effective risk management. He has held diverse roles throughout his careers, from front-office trader to chief risk officer and transformation leader, giving him a unique perspective on the intersection of human behaviour and risk assessment.

His expertise lies in helping organisations to turn their risk, compliance, and assurance management functions into strategic business enablers while nurturing an inclusive and psychologically safe culture. He also has successfully led organisations through complex risk and compliance transformations, establishing effective risk management capabilities and governance, all while prioritising and fostering psychological safety. By delivering a stronger risk narrative for clients and strengthening their license to operate, he has shown that creating a people-centric risk management approach is not only beneficial but also a strategic competitive advantage.

Daniel Garcia Risk Learning Faculty

Risk and compliance subject matter expert

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Daniel is a Risk & Compliance Subject Matter Expert (SME) with over 16 years of global experience, having worked for major financial institutions and consulting firms in Latin America, Europe, and Asia. Previously, he led the Risk Management Global Practice at Verdantix, where he led the market research intelligence and provided advisory services on risk and compliance matters.

Daniel holds a BA degree in economics and different specialisations in Capital Markets and Financial Engineering.

Navin Rauniar Risk Learning Faculty

Sustainability advisor

PRMIA

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Navin is an ex-banking professional, and most recently was working as a senior leader and practitioner, with 20+ years of banking, corporate, and big four experience. He advises board and CxO members across business and technology, using domain expertise that focuses on sustainability, capital markets, and risk management, driven by prudential regulation in ESG, climate risk, carbon markets, sustainable financing, net zero, and capital management impacting an institutions’ strategy, governance, and implementation.

Navin was most recently leading the sustainability business and technology delivery for TCS and Tata clients. His international experience assisted in building diverse global teams.

Navin sits on a number of government and private industry committees, developing and influencing public policy on sustainability standards. Navin supports the financial markets community via mentoring of professionals and serving as the co-chair of the PRMIA ESG Working Group & PRMIA SteerCo. He is a regular speaker and chair at conferences, as well as a frequent commentator and author to the media on financial market regulations, including a column on sustainability that is published in ILFR.

Paul Chammas Risk Learning Faculty

Co-founder and managing partner

Quantum Risk Advisory

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Paul Chammas is a seasoned Technology Risk & Cybersecurity consultant, auditor, and trainer, with over 14 years of experience dedicated to financial services. In 2021, he co-founded Quantum Risk Advisory (QuRISK), a startup specialized in risk management for emerging technologies, particularly focusing on Artificial Intelligence and Quantum Technologies.

With an Engineering degree in Telecommunications from EFREI Paris, a Masters in Technology Management from HEC Paris, and a Masters in Quantum Technologies from UPM Spain, Paul seamlessly blends technical expertise with strategic insight. His unwavering commitment is focused on providing organizations with the appropriate methodological tools to safely adopt cutting-edge technologies.

Pre-reading materials

The Risk.net resources below have been selected to enhance your learning experience:

  • Top 10 operational risks for 2022 - Read article
  • Weather, or not: is climate risk just part of credit risk? - Read article
  • Banking regulator: beef up security in Covid-19 remote working era - Read article

A Risk.net subscription will provide you access to these articles. Alternatively, register for free to read two news articles a month.

Registration

October 8–10, 2024

Online, Emea/Americas

Price

$2,999

Early-bird Price

$2,199
Ends September 6
Book now

Enquire about:

  • Agenda and registration process
  • Group booking rates
  • Customisation of this programme
  • Season tickets options

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