Legg Mason Gets a Leg Up on Disclosure
Baltimore-based Legg Mason is one of the first firms to tap software to comply with NASD Rule 2711 about disclosing conflicts of interest.
The NASD crafted Rule 2711 to restore the credibility of Wall St. firms and return investor confidence to a battered market. The new rule, which went into effect in May 2002, prevents review of research reports prior to their publication by the company
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