Whistleblowing
Op risk data: Cigna catches a $172m cold over fake diagnoses
Also: Shinhan Bank America breaks AML rules; more greenwashing grime at DWS. Data by ORX news
The human touch: SMCR extension reaches smaller firms
Extended to nearly 50,000 firms, UK regime aims to pinpoint responsibility, from money laundering to #MeToo
HSBC’s Elhedery: banks must protect whistleblowers
Corporate culture must respect and reward complainants; compensation could help, says markets chief
New applications in Asia’s financial crime analytics
Financial crime is a fast-growing problem for Asia‑Pacific financial services firms. Working with outmoded systems and patched-up processes to detect, monitor and eliminate potential threats, banks are spending millions on sophisticated new solutions to…
Op risk data: JP fined $135m over depository receipts
Top five losses, plus review of Barclays whistleblower fine. Data by ORX News
Quarter of high-paid bank staff face gags – survey
High-paid employees banned from reporting wrongdoing
Top Barclays executive sets out ways to assess risk culture
Senior auditor calls for mix of metrics and judgement
UK banks hope self-discipline will ease regulatory onslaught
Industry looks to medicine and law for self-regulation models
UK watchdogs detail proposals on bankers' personal accountability
Fewer non-executives in the firing line
Goldman hid swaps profits from clients, whistleblower claims
US bank accused of manipulating client valuation reports to mask profits
Whistleblowing in the UK: the law and your responsibilities
Companies should implement a robust whistleblowing policy to ensure protection for all
Conflict resolution was lacking at Paradigm, expert says
Inadequate conflict resolution led to SEC whistleblower retaliation case
Whistleblower costs will rise further for Paradigm Capital
SEC whistleblower case will bring more than just monetary fine
Data loss is the price you pay for transparency: editorial
In praise of cyber risk
SEC whistleblower retaliation protection ambiguous, lawyer warns
Protection for whistleblowers not clear cut
EU energy firms face uphill struggle to comply with market abuse rules
The European Union is implementing new legislation and adopting an increasingly aggressive stance on energy market abuse. But the continent’s energy trading firms face an uphill struggle to comply with the rules. Stella Farrington reports
Whistleblowing: the case for financial incentives
UK authorities are edging closer to offering bounties to encourage whistleblowers
SEC needs to communicate better with whistleblowers, expert warns
Poor communication with whistleblowers could discourage people from coming forward, say legal experts
OpRisk Asia: Remuneration and evaluations not the whole answer on culture
Culture is a priority for op risk managers – but the tools needed remain elusive
Human resources: the first defence against insider fraud risk
HR departments are key in preventing internal fraud - and in dealing with the consequences, Nick Kochan finds
Anonymity for whistleblowers ‘may undermine programme’
Protecting whistleblowers is essential, says Sean McKessy, chief of the SEC's whistleblower programme