US buy-side 'systemic risk' form might be missing the point

An effort to assess systemic risk on the buy side is helpful, but regulators need to remember that the root of the problem is still the sell side, writes Peter Laurens

Peter Laurens at Rockwell

On October 26, the US Securities and Exchange Commission (SEC) adopted a new rule requiring advisers to hedge funds and other private funds to report a wide range of portfolio and operational information to the Financial Stability Oversight Council (FSOC), which would use it to monitor risks to the US financial system. The rule, which implements Sections 404 and 406 of the Dodd-Frank Act, will compel all SEC-registered investment advisers with at least $150 million in private fund assets under

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