The Compliance Pain
Increasing regulatory oversight and static IT budgets create compliance headaches for the CIOs and CTOs of DrKW, Evergreen Investments, and JPMorgan Investor Services.
Bring up the topic of compliance with most CIOs and they wince. Basel II, Sarbanes-Oxley and the USA Patriot Act all provide benefits to the financial industry as a whole, but for many individual firms, they're resource sinkholes. Waters gathered three IT executives, representing the buy side, sell side and outsourcing service providers, to pick their collective brains on their least favorite but most pressing topic: compliance. The impromptu virtual panel comprises J.P. Rangaswami, CIO of
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