Operational Risk & Regulation - Operational Risk & Regulation November 2013
Articles in this issue
The importance of risk data
Op risk managers must prepare for much greater regulatory demand for real-time data
US broker-dealers face higher costs from new customer care standard
Uniform fiduciary standard may raise the bar for investment advisers and broker-dealers
Cross-border cultural concerns are a priority for Raiffeisen
Raiffeisen Bank International operates across central and eastern Europe – op risk head Nicole Murtinger discusses the cultural challenges this brings her
Mis-selling: the true cost to financial institutions
Banks are expected to spend millions on staff, fines and fees for handling complaints
Top five losses: rate hedging compensation brings spike
Operational risk loss data – September 2013
Yellen nominated for Federal Reserve chair, and other recent job moves
Changing hats – November 2013
Culture, oversight and fraud prevention
When fraud can be fatal
US insurers turning to GRC systems
A governing principle?
The huge and mounting cost of PPI
Reaping the whirlwind
Special report: GRC
Control failures make the case for attention to governance, as our special report on governance, risk and compliance finds
