Asia providers on best behaviour for new regulatory regime
Retail investors in Hong Kong are slowly acclimatising to a new regulatory regime which will be fully implemented from January 2010. Concerns about the regulators zeal have meant that few or none are prepared to exploit any of the current loopholes before the new rules are enshrined in law. Richard Jory reports from the Structured Products Asia conference, held in Hong Kong on September 20.
Regulations need to keep pace with the development in financial markets, while at the same time financial institutions need to be able to create sustainable growth. This was the opening statement from Alice Law, senior director of policy, China and Investment Products at the Securities and Futures Commission (SFC) Hong Kong, in her Special Regulatory Address to the Structured Products Asia conference at Hong Kong’s Island Shangri-la Hotel on September 20.
Law was fundamentally involved in the
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