SIA calls for regulatory convergence between EU and US
The Securities Industry Association (SIA) has urged the Securities and Exchange Commission (SEC) and the Committee of European Securities Regulators (CESR) of the European Union (EU) to forge a framework to achieve regulatory convergence.
“The dialogue between EU and US regulators must be broadened and strengthened to achieve regulatory convergence, as the SEC’s chairman has sought. Common approaches will benefit firms and their customers in conducting
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