BarCap installs Mantas’ trading and AML-monitoring software
London -- A Barclays Capital compliance executive cited the growing complexity of regulatory supervision as the reason for its recent purchase of a new software package geared towards the compliance and monitoring of trading and anti-money laundering.
“Regulatory expectations have increased around the globe because of high-profile problems the industry has faced in recent years,” says Stephen Morse, global head of compliance at Barclays Capital, a London-based investment bank. “The expectations require firms to have comprehensive compliance programmes,” Morse adds. “We want to stay ahead of increasing regulatory expectations.” Morse, who is responsible for managing Barclays Capital’s compliance with regulatory requirements and best practice
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