Section 1: Introduction
Aviv Handler
Section 1: Introduction
Section 1: Introduction
“Big Compliance” Hits Energy and Commodities
Regulatory Foundations: Financial Instruments, Venues and Trade Reporting
Section 2: Rule by Rule
EMIR
REMIT: The Energy Anti-abuse Rule
The Market Abuse Regulation: How Does it Apply to Energy and Commodities?
MiFID II: How Does It Apply to Energy and Commodities?
Other Regulations
Section 3: Architecture, Process and Summary
Technology Infrastructures Around Regulatory Compliance
Organisation, Process and Conclusion
Appendix A: Useful Links
Appendix B: Glossary
Appendix C: Determination of Trade Status
Acknowledgements
The idea of writing a book on this topic was first suggested to me by Infopro Digital several years ago, having run the blog at www.energytradingregulation.com for many years. Writing this book, which presents the key financial-style regulations that apply to the energy and commodities markets in Europe, has been a challenge given the constantly changing rules and the need to “go to market” at some stage.
Writing this book has only been possible due to the support of many. In particular, I would like to thank Iain McGowan, who has not only provided encouragement throughout its writing, but also proofread the book in its entirety. It is also important to thank those at Infopro Digital who have shown extraordinary patience with the many missed deadlines experienced over the last couple of years. The individuals concerned include Alice Levick, Lewis O’Sullivan and the long-suffering Laurie Donaldson.
Copyright Infopro Digital Limited. All rights reserved.
As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (point 2.4), printing is limited to a single copy.
If you would like to purchase additional rights please email info@risk.net
Copyright Infopro Digital Limited. All rights reserved.
You may share this content using our article tools. As outlined in our terms and conditions, https://www.infopro-digital.com/terms-and-conditions/subscriptions/ (clause 2.4), an Authorised User may only make one copy of the materials for their own personal use. You must also comply with the restrictions in clause 2.5.
If you would like to purchase additional rights please email info@risk.net