IOSCO out with securities offerings conflicts of interest CP
The IOSCO has published a consultation paper (CP) on market intermediary management of conflicts of interest that arise in securities offerings.
The paper, divided into three parts, focuses on the processes that the market intermediary should have in place to address conflicts of interest appropriately. Part one gives an outline of the background and purposes of the paper and discusses: the scope of the paper; the circumstances in which
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