Structured Products Americas: SEC will turn up the heat on the market, says leading lawyer

The US SEC is highly sceptical of the structured products market and higher regulatory standards are on their way, says lawyer

sins-fire
US SEC turns up the heat

A letter sent last month by the US Securities and Exchange Commission (SEC) to leading distributors of structured retail products shows it is "highly sceptical" of the market, warned a leading lawyer today.

Speaking at the Structured Products conference in Miami today, Linda Chatman Thomsen, a partner at law firm Davis Polk & Wardwell and a former director in charge of enforcement at the SEC, said the letter - which was sent to many issuers on April 13 - suggests higher regulatory standards are

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@risk.net or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact info@risk.net to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Risk.net? View our subscription options

Most read articles loading...

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here