Hong Kong plans tighter regs
Regulator gets tougher on warrants and structured products
Hong Kong's Securities and Futures Commission (SFC) is to tighten regulations in the warrant and structured products markets.
The SFC issued a report on March 29 detailing the regulatory challenges and risks it faces and the strategies to address them. A key objective of the SFC in the next three years will be to tackle risks arising from complex and structured products, and mis-selling to retail investors.
The report said complex and structured products have found their way to the retail market
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