CFTC starts swap execution facility regulation discussions

US regulator is working on registration procedures, as well as market abuse codes, says CFTC CIO Rogers

technology arrows

Attendees of a meeting this week of the Commodity Futures Trading Commission’s (CFTC) technical advisory committee began to lay the groundwork for rules that will eventually govern swap execution facilities (SEFs).

The CFTC is working on registration procedures for SEFs, as well as regulations stemming from its core principles such as safeguarding against market manipulation, managing conflicts of interest and setting responsibilities and procedures for market events, according to John Rogers

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@risk.net or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact info@risk.net to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Risk.net? View our subscription options

Most read articles loading...

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here